Compliance

Regulatory Technology

Technology solutions designed to help companies comply with regulations efficiently and cost-effectively.

Data Privacy

The proper handling of personal data including collection, storage, processing, and sharing in compliance with regulations.

Data Protection Officer

An individual responsible for overseeing an organisation's data protection strategy and regulatory compliance.

Control Framework

A structured set of controls and processes designed to manage risk and ensure compliance with regulations.

Sanctions Screening

The process of checking individuals and entities against government-issued lists of sanctioned parties.

Incident Reporting

The formal process of documenting and communicating security incidents, breaches, or compliance violations.

Regulatory Sandbox

A controlled environment where businesses can test innovative products and services under regulatory oversight.

EU AI Act

The European Union's comprehensive legislation establishing rules for the development and use of AI systems based on risk levels.

Compliance as Code

The practice of expressing regulatory and security compliance requirements as machine-readable policies that can be automatically validated against infrastructure and application configurations.

Continuous Compliance

An automated approach to maintaining regulatory compliance through real-time monitoring, policy enforcement, and evidence collection integrated into development and operations pipelines.

AI Audit

An independent assessment of an AI system's compliance with regulatory requirements, ethical standards, and organisational policies, examining data, models, outputs, and governance.

Control Objectives for Information and Related Technologies — a framework for IT governance and management.

The governance framework for identifying, measuring, and mitigating risks arising from AI and analytical models.

The process of identifying and mitigating risks associated with outsourcing to third-party vendors.

Legal provisions protecting individuals who report illegal or unethical practices within organisations.

The process of verifying the identity, suitability, and risks of customers in financial transactions.

An approach to systems engineering that takes privacy into account throughout the entire engineering process.

California Consumer Privacy Act — a US state law enhancing privacy rights and consumer protection for California residents.

General Data Protection Regulation — EU legislation governing the collection and processing of personal data of EU residents.