Regulatory Technology

Compliance

Adherence to laws, regulations, guidelines, and specifications relevant to an organisation's business.

Data Privacy

The proper handling of personal data including collection, storage, processing, and sharing in compliance with regulations.

Data Protection Officer

An individual responsible for overseeing an organisation's data protection strategy and regulatory compliance.

Control Framework

A structured set of controls and processes designed to manage risk and ensure compliance with regulations.

Sanctions Screening

The process of checking individuals and entities against government-issued lists of sanctioned parties.

Incident Reporting

The formal process of documenting and communicating security incidents, breaches, or compliance violations.

Regulatory Sandbox

A controlled environment where businesses can test innovative products and services under regulatory oversight.

EU AI Act

The European Union's comprehensive legislation establishing rules for the development and use of AI systems based on risk levels.

Compliance as Code

The practice of expressing regulatory and security compliance requirements as machine-readable policies that can be automatically validated against infrastructure and application configurations.

Continuous Compliance

An automated approach to maintaining regulatory compliance through real-time monitoring, policy enforcement, and evidence collection integrated into development and operations pipelines.

AI Audit

An independent assessment of an AI system's compliance with regulatory requirements, ethical standards, and organisational policies, examining data, models, outputs, and governance.

Laws, regulations, and procedures designed to prevent criminals from disguising illegally obtained funds as legitimate income.

A process required under GDPR for assessing the risks of personal data processing activities and identifying measures to mitigate those risks before implementation.

California Consumer Privacy Act — a US state law enhancing privacy rights and consumer protection for California residents.

The process of verifying the identity, suitability, and risks of customers in financial transactions.

A set of rules defining who can access specific resources and what actions they can perform.

A set of principles, guidelines, and processes that an organisation adopts to ensure its AI systems are developed and deployed in a manner that is fair, transparent, and accountable.

The governance framework for identifying, measuring, and mitigating risks arising from AI and analytical models.

The developing body of laws and policies governing the development, deployment, and use of artificial intelligence systems.